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We combine the full service selection of a large broker-dealer and Registered Investment Advisor with a highly responsive, “easy-to-do-business-with-us” culture.
Contact us today! Schedule a Call San Diego Office 13500 Evening Creek Drive N, Suite 555 San Diego, CA 92128 Phone: (888) 627-7323 Fax: (858) 207-1789 Mon-Thu: 6 a.m. - 4 p.m. PST Fri: 6 a.m. - 3 p.m. PST….
Madison Avenue Securities, registered in 2009, serves 50 state (s) with a licensed staff of 85 advisors. Madison Avenue Securities manages $1.8 billion and provides investment advisory services for 13,989 clients (1:165 advisor/client ratio).
May 31, 2022 - The Securities and Exchange Commission today announced settled charges against Madison Avenue Securities, LLC, a California-based, dually-registered investment adviser and broker-dealer for breach of fiduciary duty in connection with its share class selection practices and related receipt of third-party compensation based on ...
Access to a vast selection of investment products and services. Match your clients with the right investment products and services to meet their financial goals. Our selection includes: Mutual funds, UITs and 529 Plans. Variable life and annuities. Stocks and bonds.
Madison Avenue Securities LLC is a national financial advisory firm headquartered in San Diego, CA. The firm has $1.8 billion under management and employs 92 across 53 states.The firm caters...
Headquartered in San Diego, California, Madison Avenue Securities is a full service, fully independent Broker/Dealer and Investment Advisory firm servicing financial advisors and their...
SURING THE PERIOD 2014 THROUGH 2017, MADISON AVENUE SECURITIES, LLC FAILED TO ESTABLISH, MAINTAIN AND ENFORCE A SUPERVISORY SYSTEM TO SUPERVISE THE ACTIVITIES OF ITS AGENTS RELATING TO THE SALE OF CERTAIN ALTERNATIVE INVESTMENTS.
Madison Avenue Securities, LLC is a large advisory firm based in San Diego. It manages $894.09 million of regulatory assets for 6,339 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
The Securities and Exchange Commission on Tuesday charged Madison Avenue Securities with breaching its fiduciary duties in connection with its receipt of third-party compensation, including...